0000728079-16-000005.txt : 20160106 0000728079-16-000005.hdr.sgml : 20160106 20160106125954 ACCESSION NUMBER: 0000728079-16-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Health Insurance Innovations, Inc. CENTRAL INDEX KEY: 0001561387 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 461282634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87331 FILM NUMBER: 161326091 BUSINESS ADDRESS: STREET 1: 15438 N. FLORIDA AVENUE STREET 2: SUITE 201 CITY: TAMPA STATE: FL ZIP: 33613 BUSINESS PHONE: 813-280-1289 MAIL ADDRESS: STREET 1: 15438 N. FLORIDA AVENUE STREET 2: SUITE 201 CITY: TAMPA STATE: FL ZIP: 33613 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. CENTRAL INDEX KEY: 0000728079 IRS NUMBER: 136120357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 40 WALL STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005-1343 BUSINESS PHONE: 212-858-8000 MAIL ADDRESS: STREET 1: 40 WALL STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005-1343 FORMER COMPANY: FORMER CONFORMED NAME: FIRST INVESTORS MANAGEMENT CO INC DATE OF NAME CHANGE: 19960206 SC 13G/A 1 13ghealthinsinnovations.txt HEALTH INSURANCE INNOVATIONS, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 __________________________________________________ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _2_) Health Insurance Innovations, Inc. ___________________________________________________ (Name of Issuer) Common Stock ___________________________________________________ (Title of Class of Securities) 42225K106 ___________________________________________________ (CUSIP Number) December 31, 2015 ___________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) CUSIP No. 42225K106 1 Name of Reporting Persons Foresters Investment Management Company, Inc. 2 Check the Appropriate Box if a Member of a Group (a) (b) 3 SEC Use Only 4 Citizen Or Place Of Organization Foresters Investment Management Company, Inc. 40 Wall Street - 10th Floor New York, New York 10005 Number of 5 Sole Voting Power Shares 0 Beneficially 6 Shared Voting Power Owned By 0 Each 7 Sole Dispositive Power Reporting 0 Person With: 8 Shared Dispositive Power 0 9 Aggregate Amount Beneficially Owned By Each Reporting Person 0 10 Check If The Aggregate Amount In Row (9) Excludes Certain Shares N/A 11 Percent Of Class Represented By Amount In Row 9 0.0% 12 Type Of Reporting Person IV Item 1. (a) Name of Issuer: Health Insurance Innovations, Inc. (b) Address of Issuer's Principal Executive Offices: Health Insurance Innovations, Inc. 15438 North Florida Avenue Suite 201 Tampa, FL 33613 Item 2. (a) Name of Person Filing Foresters Investment Management Company, Inc. (b) Address of Principal Business Office, or, if none, Residence Foresters Investment Management Company, Inc. 40 Wall Street - 10th Floor New York, New York 10005 (c) Citizenship United States (d) Title of Class of Securities Common Stock (e) CUSIP Number 42225K106 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or (c), check whether the person filing is: (a) |_| Broker or dealer registered under section 15 of the Act (14 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |X| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |_| An investment adviser in accordance with Section240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with Section 240.13d-1(b)(1)(ii)(J); Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 0 (b) Percent of class: 0.0% (c) Number of shares as to which the person has: i. Sole power to vote or to direct the vote: 0 ii. Shared power to vote or to direct the vote: 0 iii. Sole power to dispose or to direct the disposition of: 0 iv. Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percont of the class of securities, check the following [x]. Item 6. Ownership of More than Five Percent on Behalf of Another Person N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 6, 2016 ______________________ Date /S/ MARC S. MILGRAM ________________________ Signature Marc S. Milgram Chief Compliance Officer ________________________ Name/Title